FAULKNER INVESTMENT SERVICES
FAULKNER INVESTMENT SERVICES, LLC
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What We Provide


As an FIS client you will receive the following services:
  • Preparation of your unique Investment Plan, including modeling cash flows, retirement planning, and retirement income projections.
  • Maintenance of the Investment Plan for those assets managed by FIS.
  • Establishment and coordination of accounts at Charles Schwab & Co., and related asset transfers.
  • Coordination of retirement plan-to-IRA rollovers.
  • Active portfolio management for assets under FIS’ limited discretionary authority.
  • Quarterly performance reviews.
  • Monthly statements provided by Charles Schwab & Co.
  • Trade confirmations provided by Charles Schwab & Co.
  • As requested, provision of preliminary tax information (e.g., realized and unrealized gains, taxable interest, and dividends) for client’s tax planning.
  • As requested, implementation of cost and tax efficient liquidations for unanticipated cash flow needs.
  • Periodic meetings – typically annually – to review and update your Investment Plan.
  • As requested, consultation and recommendations for cash flow strategies.
  • As requested, implementation of cash flow strategies for planned cash flow needs.
  • Coordination with your attorney, accountant, and/or insurance agent.



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